0001519418-12-000002.txt : 20120126 0001519418-12-000002.hdr.sgml : 20120126 20120126123520 ACCESSION NUMBER: 0001519418-12-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120126 DATE AS OF CHANGE: 20120126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80507 FILM NUMBER: 12546665 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Kinetics LLC CENTRAL INDEX KEY: 0001519418 IRS NUMBER: 450642972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 646-495-7347 MAIL ADDRESS: STREET 1: 470 PARK AVENUE SOUTH STREET 2: 4TH FLOOR SOUTH CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G 1 horizonthirteengdwatw.txt HORIZONTHIRTEENGDWA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G made on January 23, 2012 Under the Securities Exchange Act of 1934 Issuer-Dreamworks Animation SKG, Inc. Securities Class-common CUSIP Number-26153C103 Event Requiring Filing -December 31,2011 Filed pursuant to Rule 13d-1(b) CUSIP Number 26153C103 Reporter- Horizon Kinetics LLC Tax ID#45-0642972 Place of Organization-Delaware Number of Shares-sole voting power-9,614,089 Sole dispositive power-9,614,089 Amount beneficially owned-9,614,089 Percent of Class represented by above-13.22% Type of Reporting Person-HC Name of Issuer-Dreamworks Animation SKG, Inc. Address of Issuer-1000 Flower Street, Glendale, California 91201 Name of Person Filing-Horizon Kinetics LLC Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1)(ii)(E). Amount beneficially owned-9,614,089 Percent of class-13.22% sole voting power-9,614,089 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-9,614,089 shared power to dispose/direct the disposition-0 Reporter-Horizon Asset Management, LLC Tax ID #13-3776334 Place of Organization-Delaware Number of Shares-sole voting power-4,911,168 sole dispositive power-4,911,168 amount beneficially owned-4,911,168 percent of class represented by above-6.75% type of reporting person-IA Name of Issuer-Dreamworks Animation SKG, Inc. Address of Issuer-1000 Flower Street, Glendale, California 91201 Name of Person Filing-Horizon Asset Management, LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-4,911,168 percent of class 6.75% sole voting power-4,911,168 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-4,911,168 shared power to dispose/direct the dispostion-0 Reporter-Kinetics Asset Management, LLC Tax ID #13-3878346 Place of Organization-Delaware Number of Shares-sole voting power-4,381,292 sole dispositive power-4,381,292 amount beneficially owned-4,381,292 percent of class represented by above-6.03% type of reporting person-IA Name of Issuer-Dreamworks Animation SKG, Inc. Address of Issuer-1000 Flower Street, Glendale, California 91201 Name of Person filing-Kinetics Asset Management, LLC Address-470 Park Avenue South, 4th Floor South, NY, NY 10016 Citizenship-Delaware Securities Class-common stock Filing re Section 240.13d-1(b) by investment adviser under Section 240.13d-1(b)(1))ii) (E) Amount beneficially owned-4,381,292 percent of class-6.03% sole voting power-4,381,292 shared power to vote or direct the vote-0 sole power to dispose/direct the disposition-4,381,292 shared power to dispose/direct the disposition-0 Certification pursuant to Section 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date-January 23, 2012 Signature-Andrew M. Fishman Title-Associate General Counsel EXHIBIT A This joint filing agreement dated January 23, 2012 is by and among Horizon Kinetics LLC, KInetics Asset Management, LLC and Horizon Asset Management, LLC ("the Filing Persons"). Each of the filing persons may be required to file with the United States Securities and Exchange Commission a statement on Schedule G with respect to the common stock of HHC beneficially owned by them from time to time. Pursuant to and in accordance with Rule 13(d)(1) (k) promulgated under the Securities Exchange Act of 1934, as amended, the Filing Persons hereby agree to file a single statement on Schedule G and any amendments thereto on behalf of each such parties, and hereby further agree to file this Joint Filing Agreement as an exhibit to such statement, as required by such rule. This joint filing agreement may be terminated by any of filers upon one week's written notice or such lesser period of notice as the Filing Persons many mutually agree. Horizon Kinetics LLC, Kinetics Asset Management, LLC and Horizon Asset Management,LLC by Andrew M. Fishman, Associate General Counsel of each. January 23, 2012